In a book brilliantly entitled Primates and Philosophers,
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Frans de Waal illustrates and submits to various authors the view on the evolution of morality he has developed after years
of study of nonhuman primates. The book includes a first section, "Morally Evolved: Primate Social Instincts, Human Morality,
and the Rise and Fall of 'Veneer Theory'" (with three Appendices) by de Waal, four comments, and de Waal's final response.
The attack on "Veneer Theory" - the idea that human ethics is only a thin veil covering an amoral and nasty nature - affords
de Waal the pretext for defending his main general claim: that all the social animals, humans included, are "good natured",
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and that there is a strong continuity between human and animal behavior even in the field of morality. De Waal's work is part
of a wider scientific questioning of the traditional view of animal mentation, within which nonhumans have been granted cultures,
an internal dialogue about values, a planned response to inequity, and even personhood.
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Against the various forms of post-Darwinian dualistic thinking exemplified by authors such as Thomas Huxley and Sigmund Freud,
de Waal forcefully argues that empathy, sympathy, a sense of fairness and an appreciation of right and wrong, far from being
a culturally superimposed layer, are phenomena that we share with nonhuman beings.
De Waal's overall theoretical conclusions, however, are not as challenging as his specific scientific claims. In fact, he
confines himself to arguing that human moral systems "underlin[e] preexisting capacities", and that human morality "elaborates
upon preexisting tendencies" (p. 181). On the other hand, he hastens to stress the "uniquely human complexity of a disinterested
concern for others and for society as a whole" (p. 55), as well as the ethical priority of human interests (p. 78). This persisting
emphasis on human uniqueness, moreover, does not seem sufficient to his respondents, who, with the notable and foreseeable
exception of Peter Singer's "Morality, Reason, and the Rights of Animals", feel the need to reaffirm human special moral worth
even more drastically.
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Why is this so?
Dutch philosopher and anthropologist Raymond Corbey has recently advanced an explanation for such widespread propensity. According
to Corbey,
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the recent story of North Atlantic culture is the story of a continuous reordering of its cosmology in the face of the strains
generated by the processes of modernisation and secularisation, and the burgeoning of the natural sciences. Central to this
reordering was the preoccupation with human uniqueness, behind which lay, more or less explicitly, a border guarded by the
strongest taboo of Western cosmology - that human-animal boundary which specifies what can be owned, killed, eaten, and what
not. Within a framework in which "man's place in nature" was coming to be articulated in terms of the contingencies of evolution
rather than of the teleology of creation, such boundary was not abandoned but redrawn, while the exclusionary human space
was relentlessly policed.
Primatology is one of the disciplines involved in this policing. While being initially seen as a sub-discipline of physical antropology, as the interest in primates was first prompted by the wish to understand human evolution, primatology gradually acquired an autonomous disciplinary identity due to its impressive discoveries. And, Corbey observes, the challenge that these discoveries represented for the traditional Western weltanschauung caused a continuing series of readjustments of the markers of humanness: from tool-use to tool-making to systematically shaping tools; from self-recognition in mirrors to the possession of a Theory of Mind to reflexive self-consciousness; or from symbolic capacity to linguistic ability to the possession of a syntax. Arguably, the metaphysical and moral commitment to human uniqueness is once more jeopardized by any claim of ethical continuity between humans and nonhumans.
How effective are the arguments presented in Primates and Philosophers in countering such a further threat? Most of the rejoinders are not new. For example, in "The Uses of Anthropomorphism",
Robert Wright rescues a version of the behaviorist criterion of parsimony which has so long contributed to downgrade nonhuman
mind.
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For, after pointing to two different kinds of anthropomorphism - the one attributing human emotions, and the other attibuting human cognition to nonhumans -
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he claims that only the former is acceptable, as the latter would imply that natural selection would have added to the older,
but sufficient, emotional layer of guidance of behavior a second, and functionally redundant, layer based on conscious strategy. Then, faced with the contradiction of accepting this very redundancy in humans, he appeals to the human possession of a complex laguage, which is used "to discuss strategic plans", or "to explain"
one's behavior (p. 91), with the effect of merely pushing the contradiction more upstream.
Even the argument which is more prominent in Primates and Philosophers, and which appears in different versions in Frans de Waal, Christine Korsgaard, and Philip Kitcher, is not new. Basically, it can be seen as a softened construal of the traditional agent patient parity principle, according to which the class of moral patients - the beings whose treatment may be subject to moral evaluation - coincides with the class of moral agents - the beings whose behavior may be subject to moral evaluation. Nonhuman animals, in this perspective, are not seen as totally deprived of moral agency, and are not totally excluded from moral consideration. Rather, as in a sense lower level ethical beings, they are granted a lower level moral status, thus preserving the unique dignity of humans.
De Waal's position is the most disappointing. In his "Appendix C: Animal Rights", the scholar who more than any other has opened a new scientific perspective on the minds of our closest evolutionary relatives, after reproaching animals with their lack of the uniquely human phenomenon of "disinterestedness", ends up excluding all nonhumans, including apes, from the privileged moral club, licensing their use as mere means, on the basis of the old argument that "rights are part of a social contract that makes no sense without responsibilities" (pp. 77-78). But such argument not only flies in the face of any conceivable stress on disinterestedness, as social contract theory is, philosophically, the very paradigm of the moral doctrine based on self-interest, but also hinges upon an unwarranted conflation of the self-evident correlativity between A's right against B and B's duty towards A and the highly controversial correlativity between having rights and having duties.
Central to Christine Korsgaard's "Morality and the Distinctiveness of Human Action", on the other hand, is an appeal to an
attenuated version of the traditional Kantian ends/means doctrine. According to Korsgaard, humans, being characterized by
"the capacity for normative self-goverment", are the only (full) moral agents in a world populated by "wantons",
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and nonhumans remain second-class beings, merely deserving to be treated "decently" (p. 119). It is clear, however, that,
beside being flawed by the confusion between the how, or the possibility of morality, and the what, or the object of morality, such an approach would sanction the exclusion from full moral protection not only of (most) nonhumans, but also
of those non-paradigmatic humans, such as the intellectually disabled, who cannot achieve "normative self-goverment".
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Finally, even Philip Kitcher, in his "Ethics and Evolution: How to Get Here from There", takes as his starting point the claim
that the other animals are totally deprived of that necessary condition for "the genuinely moral sentiments" which Adam Smith expressed through the philosophical notion of the "impartial spectator" - the capacity,
that is, for "extending and reinforcing [one's] dispositions to psychological altruism" (pp. 132, 135). Thus, though endowed
with a limited form of altruism, nonhuman beings, including apes, remain vulnerable to whichever impulse happens to be dominant
at a particular moment, so that their choices are made for them by the strength of their affective states. Apparently, Kitcher
not only underestimates de Waal's accomplishments, but, like so many other philosophers,
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largely ignores current scientific work on animal cognition in such disciplines as comparative psychology, interspecies communication
or cognitive ethology.
Incidentally, before closing this brief survey of the moderate parity principle approach, it might be added that it is curious
that the "special dignity"of humans - and the attendant superior moral status - is so frequently defended by such appeals
to their allegedly unique capacity for being moral agents. For it is clear that the approach blatantly fails to grasp what
we might call the self-effacing character of the ethical primacy of moral agents: it is just because moral agents are the
existence condition of morality that they cannot grant lower status to those who are only moral patients. Stephen Clark has
expressed this point well. According to such traditional defense of human superiority, Clark observes, "[t]he characteristic
to be valued is a capacity to recognize... that there are other points of view than ours... [and the] conclusion is that...
our interests should automatically override the demands.. of all other things. We are absolutely better than the animals because
we are able to give their interests some consideration: so we won't.".
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The situation, however, seems to change when it comes to the second part of Kitcher's essay, that develops a rather innovative line of reasoning. We have mentioned that the appeal to human moral agency is only the starting point of Kitcher's argument. For it is not this abstract capacity in itself that really interests Kitcher. What lies at the center of his defense of human uniqueness - and it is here that his more provocative argument is introduced - are, rather, the consequences of its appearance. According to Kitcher, the fact that nonhuman primates lack any higher order desires implies that they are socially stuck, unable to achieve larger societies or more extensive cooperation. Humans, on the other hand, being moral agents, and thanks to the evolution of the linguistic capacity, gradually learnt to formulate patterns of actions and to regulate the conduct of group members. All this - as "part of what made us fully human" - primed a process of cultural evolution, and finally resulted in "an increased capacity for cooperation and social interaction, one that becomes fully manifest in the large Neolithic settlements at Jericho and Catal Huyuk" (p. 137).
It seems thus that, if the there Kitcher refers to in the title of his comment is the small clan to which nonhuman primates remain confined due to their limited form of altruism and their lack of verbal language, the here is the human population explosion - the rise of great societies from "several smaller bands", the ability of strangers to "negotiate their ways" through others' territories, the development of "trading networks" (ibid.). Apparently, it is this process which, distinguishing Homo sapiens from all the other species, substantiates the human claim to moral superiority.
Is this a satisfactory conclusion? Though it admittedly has the merit of bringing the conventional Kantian praise of impartial
reason back to its earthly implications, there is room for doubt. First of all: is the human ability to create great societies
- in and of itself - a uniquely human prerogative in the animal kingdom? Certainly not. As it has often been pointed out in the course of history, starting
at least from Aristotle,
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social insects offer another instance. And it should be granted that, however distant we are from insects, the affinities
between our societies and their societies are striking. Plausibly, we face here a case not of homology, or similarity derived
from shared ancestry, but of analogy, or similarity due to convergent evolution in the face of like selective pressures. To
see how the development and self-organization of communities composed of thousands, even millions, of individuals may produce
like basic structures, it is enough to consider the main formal characteristics of insect societies
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: division of labor; specialization (some individuals perform some tasks with greater frequency than do other individuals);
homeostasis (colonies regulate their internal conditions); plasticity and resiliency (colonies can change the numbers of workers
engaged in different tasks in response to changing environments); and mass action responses. Moreover, in insect societies
one can find complex building, cultivation of crops (e.g. fungi), other-animal husbandry (e.g. aphids), processing of food
into long-term stores, slave-raiding and warfare, social parasitism, and, last but not least, kamikaze activities.
It seems thus that we are not the only animals who have seen the rise of great communities, with all the attendant social modifications. All the more so: since insect societies precede human societies by millions of years, and since even in hominid evolutionary history great communities are absolutely recent, we might say that human beings are a species of primates which has undergone a process of "insectization". (The term "insectization" is not fully satisfactory, as in a sense most social insects too have been "insectized" - there were, and still are, solitary ants, wasps and bees, though there are no solitary termites - but it has the advantage of being readily understandable.) On one point, however, we can agree with Kitcher: on the idea, that is, that since societies where large numbers of individuals cooperate require information transfer to coordinate the common activities, human "insectization" is possibly due to the evolution of the linguistic capacity. Verbal language, with its flexibility and productivity - increasingly potentiated both in the spoken and written form by transmission systems such as printing, phone, radio, television and, finally, mobile phone and the "web" - plausibly acted as an efficient simian substitute for the extremely refined tactile, chemical, acoustic and visual communication systems that coordinate insect societies.
Is there anything to be particularly proud of in such overall process? Is the insectization of beings who, just as chimpanzees
or the other nonhuman great apes, have lived for most of their past in small bands, a good thing? Perhaps one might observe
that, while since the early Miocene, twenty million years ago, apes in general have not done particularly well in terms of
the diversity and expansion of their evolutionary bush, after the Neolithic humans have become a most noteworthy exception.
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And we might grant that, from some perspectives, this can be seen as an achievement. However, in our context the problem is:
can all this be seen as an achievement from the moral point of view? For apparently this is what Kitcher claims.
Let's then inspect more closely our expanded societies. The first, obvious thing is that the larger the communities, the greater
the number of sentient individuals they include. Since sentient beings are definitionally vulnerable beings, the greater their
number, the greater the overall potential for suffering. But potential in itself, of course, is not enough. The main point
is rather to what extent the potential is realized. And, even if we follow Kitcher in focusing on human beings, it seems that
- quite apart from all kinds of "natural" harms - this potential has been realized to a great, even unbearable, extent. For,
just like insect societies, human societies have produced impressive authoritarian structures, rigid hierarchical organization,
castes, non-voluntary distinctions of roles, and mass wars.
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As far as the most distant past is concerned, we can merely infer this. For example, we have discovered that, nine thousand years ago, Jericho was surrounded by imposing walls and large moats, and was protected by powerful towers. Given the lack of a relevant technological support, we can imagine that great numbers of human individuals have been forced to work to build them, and that, most probably, they were slaves. The closer we come to our times, the clearer the quantity of suffering implied by large human communities becomes. Not only their striking monuments, from pyramids to ziggurats, are graphic monuments to human mass-exploitation, but we know of thousands of slaves and serfs, of massacres and rapes and torture, and of societies in which a small section of the population dominates great numbers of subjected people barely surviving and often starving to death - not to mention, of course, the scale of the suffering inflicted on ever growing numbers of nonhuman individuals.
In his praise of human "progress", Kitcher approvingly mentions the Paleolithic cave art - the aesthetic expression of individual,
albeit not insulated,
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creativity. Compare the post-Neolithic landscape with these pre-agricultural times. On the one side, great oppressive and
aggressive social structures, already containing the seeds of the more recent, historical large-scale technological conflicts
and human and nonhuman exploitation systems; on the other small, flexible groups of individuals - and, for that matter, before
them, going back and back in time, innumerable kinds of micro-communities, or clans, of hominid ancestors. Which world is
morally better?
It can be safely assumed that, in answering this question, the two theoretical families dominating the field of moral philosophy
would both point to the older, less "civilized" scenery. For on the one hand, a consequentialist thinker, focusing on the
maximization of nonmoral good, would find in it a greater favorable balance of happiness over pain, or of satisfaction over
frustration of preferences, than in the newer one.
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And, on the other, to a deontologically oriented philosopher, focusing on the rightness of actions or on the role of side
constraints, the older world would appear as less marked by disregard for duty and disrespect for individuals. Even an advocate
of the contemporary version of the aretaic approach - the more traditional view which puts character traits at the core of
morality - could not fail to find the older landscape as less unfavorable to a widespread practice of the virtues.
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To this, one might respond that what matters from a moral point of view is the existence of the capacity for "extending and
reinforcing [one's] dispositions to psychological altruism". But, apart from not corresponding to Kitcher's view, this is
an implausible claim. More than one century ago, Henry Sidgwick, after observing that there is in Kant's doctrine an ambiguity
between two different conceptions of the word freedom - "neutral freedom", or freedom of choice between good and evil, and
"good freedom", or freedom manifested in acting under the guidance of reason - commented that not to distinguish between them
"implies a confusion of thought".
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Arguably, a like confusion seems to be implied in any defense of Kitcher's approach stressing the ethical relevance of the
capacity for acting morally rather than its actualization - focusing, that is, on the prerequisites rather than on the actual occurrence of moral behavior. For any such argument applied
to the case at hand would imply that a world full of suffering and evil including more moral agents is better than a much
happier and fairer world including fewer moral agents; or, for that matter, that a world full of suffering inhabited by one
moral agent is better than a much happier world wholly deprived of moral agents. Only someone in the grip of a theory - someone
for whom an idiosyncratic conception of being prevails upon the interests of individuals - could defend such an order of moral
priority.
Thus, if it is to the empirical, actual production of large and complex human societies that Kitcher's defense of the moral primacy of humans mainly appeals, we can conclude that, all in all, we'd probably better remained there rather than getting here. And, in this light, it is plausible to claim that even the (further) endeavor to preserve human uniqueness and superior ethical worth lurking behind most of this book remains fully unconvincing. As Peter Singer states in his "dissenting opinion" with reference to the parallel between human exploitation and animal exploitation: "In both cases, members of a more powerful group arrogate to themselves the right to use beings outside the group for their own selfish purposes, largely ignoring the interests of the outsiders. Then they justify this use by an ideology that explains why members of the more powerful group have superior worth" (pp. 156-157).